SEC Requests Comments on Changes to Registration Exemptions

On June 26, 2019, the Securities and Exchange Commission (SEC) requested comments on several registration exemptions under the Securities Act of 1933 that facilitate capital raising. The SEC is specifically requesting comments on the following:

  • the exempt offering framework
  • the capital-raising exemptions within the framework
  • potential gaps in the framework
  • investor limitations
  • integration
  • pooled investment income
  • secondary trading

The SEC is interested in hearing from small businesses and their investors about how to improve upon the securities regulatory framework.

The comment period closes September 24, 2019.

  • Review the request for comments and submit a comment here.
  • Review the SEC’s press release on its request for comments here.
  • Advocacy Contact: Charles Jeane at (202) 205-7168.

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